Washington, D.C. 20549










Pursuant to Section 13 or 15(D)

of the Securities Exchange Act of 1934


June 15, 2021

Date of report (Date of earliest event reported)




Leap Therapeutics, Inc.

(Exact name of registrant as specified in its charter)




Delaware 001-37990 27-4412575
(State or other jurisdiction
of incorporation)


File Number)

(IRS Employer

Identification No.)


47 Thorndike Street, Suite B1-1

Cambridge, MA

(Address of principal executive offices)



(Zip Code)


Registrant's telephone number, including area code (617) 714-0360


(Former name or former address, if changed since last report)




Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425).


¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12).


¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)).


¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).


Securities registered pursuant to Section 12(b) of the Act:


Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, par value $0.001 LPTX Nasdaq Global Market


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter)


Emerging growth company x


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨







Item 5.07 Submission of Matters to a Vote of Security Holders.


(a) Leap Therapeutics, Inc. (the “Company”) held its 2021 Annual Meeting of Stockholders (the “Annual Meeting”) on June 15, 2021.


(b) The final voting results on each of the matters submitted to a vote of stockholders at the Annual Meeting are set forth below. 


(1) The following director nominees were elected to serve as Class I directors until the Company’s 2024 annual meeting of stockholders and until their successors are duly elected and qualified.


Nominee     Votes For       Votes Withheld       Votes Abstaining       Broker Non-Votes  
Monica Bertagnolli, MD, FASCO     32,934,607       1,630,963       0       10,633,884  
James Cavanaugh, PhD     32,695,663       1,869,907       0       10,633,884  
Douglas E. Onsi     32,887,706       1,677,864       0       10,633,884  


(2) The appointment of EisnerAmper LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021, was ratified.


Votes For     Votes Against     Votes Abstaining  
44,709,371   432,541   57,542







Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


  Leap Therapeutics, Inc.
Dated: June 16, 2021 By: /s/ Douglas E. Onsi
  Name:  Douglas E. Onsi
  Title: Chief Executive Officer and President